The Unites States Securities and Exchange Commission (SEC) has a website dedicated to SEC regulations. It provides links to releases concerning SEC rulemaking activity, including concept releases, proposed rules, final rules, interpretive releases, and policy statements. It also links to announcements concerning SRO rulemaking, PCAOB rulemaking, instructions for Exchange Act Exemptive Applications, other Commission notices, and public petitions for rulemaking submitted to the SEC.
Sections include:
- Proposed Rules
- Final Rules
- Concept Releases
- Interpretive Releases
- Policy Statements
- SRO Rules & NMS Plans
- PCAOB
- Exchange Act Exemptive Applications
- Exchange Act Exemptive Orders
- Investment Advisers Act Notices and Orders
- Investment Company Act Notices and Orders
- Investment Company Act Deregistration Notices and Orders
- Other Orders & Notices
- Rulemaking Petitions
- Exchange Delistings
The site also includes a search engine for just the regulatory affairs website or the entire SEC website. Have you used the SEC website? Do you know of other regulatory websites that are helpful?
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